You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
冠城新材(600067.SH):實際控制人收到行政處罰事先告知書

格隆匯5月16日丨冠城新材(600067.SH)公佈,近日,公司收到實際控制人、董事薛黎曦女士通知,其收到中國證監會江西監管局的《行政處罰事先告知書》(編號:贛處罰字[2025]3號)(以下簡稱“《告知書》”)。經查明,在2024年2月期間,鑑於資本市場出現較大波動,薛黎曦爲穩定股價建議他人買賣股票。雖出於穩定股價目的,但作爲法定內幕信息知情人,涉嫌違反《證券法》第五十三條的規定,構成《證券法》第一百九十一條所述違法行爲。薛黎曦作爲冠城大通董事,利用其實際控制的證券賬戶在買入後六個月內賣出冠城大通股票的行爲涉嫌違反《證券法》第四十四條第一款的規定,構成《證券法》第一百八十九條所述的違法行爲。被調查後薛黎曦能夠認識自己的錯誤,具有主觀惡性較小,配合調查,願意認錯認罰等情節。

根據《告知書》,中國證監會江西監管局擬作行政處罰決定如下:“根據當事人違法行爲的事實、性質、情節與社會危害程度,依據《證券法》第一百九十一條、第一百八十九條的規定,我局擬決定:一、對薛黎曦建議他人買賣冠城大通的行爲,處以150萬元罰款;二、對薛黎曦短線交易冠城大通的行爲,給予警告,並處以30萬元罰款。”

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account