You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
江南水務(601199.SH):信息披露存在違規 收到中國證監會江蘇監管局警示函
格隆匯 01-12 21:08

格隆匯1月12日丨江南水務(601199.SH)公佈,公司於2022年1月12日收到中國證券監督管理委員會江蘇監管局出具的《關於對江蘇江南水務股份限公司採取出具警示函措施的決定》([2022]4號)。現將《警示函》的內容公吿如下:

經查,你公司關於轉讓東方驕英海洋發展有限公司(“東方驕英”)股權相關信息披露存在以下違規行為:

一是股權轉讓公吿信息披露不準確。你公司於2021年3月27日發佈《關於擬公開掛牌轉讓東方驕英海洋發展有限公司37%股權的公吿》,稱股東上海驕英投資管理有限公司、海南惟德能源科技有限公司均放棄本次交易的優先受讓權,上述信息披露不準確。

二是未披露股權轉讓事項後續重要進展。你公司發佈上述公吿後,陸續收到東方市人民法院凍結東方驕英股權的保全裁定書、無錫產權交易所《產權交易中止決定通知書》。上述兩個事項均為股權轉讓的後續重要進展情況,你公司未予以信息披露。

你公司的上述行為,違反了《上市公司信息披露管理辦法》(證監會令第40號)第二條、《上市公司信息披露管理辦法》(證監會令第182號)第三條、第五條的規定。現根據《上市公司信息披露管理辦法》(證監會令第40號)第五十九條、《上市公司信息披露管理辦法》(證監會令第182號)第五十二條的規定,我局決定對你公司採取出具警示函的行政監管措施,並記入證券期貨市場誠信檔案。你公司應嚴肅認真汲取教訓,提高信息披露質量,杜絕此類事件再次發生。

如果對本監督管理措施不服,可以在收到本決定書之日起60日內向中國證券監督管理委員會提出行政複議申請,也可以在收到本決定書之日起6個月內向有管轄權的人民法院提起訴訟。複議與訴訟期間,上述行政監管措施不停止執行。

Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account