美證交會收緊審覈申請上市中概股
自滴滴出行(美:DIDI)上市不足一週惹內地重手監管,美國上市的中概股至今表現大幅跑輸美股。美國證券交易委員會(SEC)主席Gary Gensler本週明言,中國企業赴美上市時需披露更多詳細信息。外電引述消息指,SEC對正申請美國上市的中概股提出更詳細問題,至少較一個月前多出20條問題。
彭博社引述消息指,SEC新增問題不少集中在可變利益實體(VIE)架構,要求公司量化母公司與其他實體之間的轉移及分紅,交代各實體之間的結餘和稅務影響,也需要披露更多政治和監管風險。
Gensler本週在Twitter上載影片,直言美國投資者對中概股很多地方並不瞭解,已要求SEC工作人員「暫停」放行中國公司使用空殼公司作IPO,並希望投資者能獲得更多信息。
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