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牧原股份(002714.SZ):收到中證監對董事長採取監管談話措施的決定
格隆匯 05-12 15:35

格隆匯5月11日丨牧原股份(002714.SZ)公佈,公司日收到中國證券監督管理委員會下發的《關於對秦英林採取監管談話措施的決定》(【202135號),具體內容如下

“秦英林:

經查,我會發現你存在以下違規行為:2021315日,牧原食品股份有限公司(‘牧原股份’‘公司’)在有媒體對公司部分財務指標和關聯交易等事項提出質疑,被深交所問詢並要求核查説明的情況下,向我會提交了啟動發行可轉債相關材料,並出具書面意見,表示公司不存在影響發行上市和投資者判斷的重大事項。你作為牧原股份法定代表人兼董事長在相關材料上簽字確認。

牧原股份上述行為違反了《上市公司證券發行管理辦法》(證監會令第163號)第四十八條的規定。依據《上市公司證券發行管理辦法》第六十四條的規定,我會決定對你採取監管談話措施。請你於202151110時攜帶有效的身份證件到我會(地址:北京市西城區金融大街19號富凱大廈A11層)接受監管談話。

如果對本監督管理措施不服,可以在收到本決定書之日起60日內向我會提出行政複議申請,也可以在收到本決定書之日起6個月內向有管轄權的人民法院提起訴訟。複議與訴訟期間,上述監督管理措施不停止執行。”

截至公吿日,公司已將上述監管措施決定的內容吿知秦英林秦英林在規定時間內到中國證監會接受監管談話

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