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美地方法官駁回投資者對10間大型銀行在債券交易合謀濫收價差指控
美國紐約曼哈頓美國地方法官Valerie Caproni駁回針對10間大型銀行的反壟斷訴訟,該訴訟指控有銀行合謀操縱公司債券價格,損害普通投資者利益。
被告包括美銀(BAC.US)、巴克萊、花旗(C.US)、瑞信、德銀、高盛(GS.US)、摩通(JPM.US)、大摩(MS.US),英國國民西敏寺銀行及富國(WFC.US)。投資者指控該等銀行自2006年以來,在「零股交易」中多收數十億美元費用。此類交易涉及少於1,000張債券或價值低於100萬美元。投資者稱,該些銀行非法收取比大額「整批交易」高出25%至300%的價差,抬高利潤。
法官指,投資者未能證明有關銀行合謀將相關平台作為「捕殺操作」以阻礙公平定價,同時抵制促進公平價格的競爭平台。儘管有關銀行控制美國約65%債券承銷和90%公司債券交易量,但不意味被告有能力控制二級市場債券價格。有關銀行亦在案件2020年4月提出訴訟前的四年內,未有明顯合謀行動。
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