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證監會與廉署聯合打擊涉市場操縱及貪污行爲 上市公司兩前高層被捕
證監會與廉政公署宣佈,本週三(23日)採取代號「槓桿」的聯合行動,打擊一個運作精密的犯罪集團,懷疑以貪腐手段造市,操縱一家上市公司的股份。 在聯合行動中,證監會與廉署人員搜查了合共14個地點,包括涉案上市公司及多間持牌證券行的辦公室。廉署亦根據《防止賄賂條例》拘捕該上市公司的一名前主席及一名前執行董事。 被捕人士涉嫌串謀使用載有虛假資料的文件,包括上市公司內部文件及公告,訛稱該上市公司與一家內地企業達成股份認購協議,並與該企業發展聯營項目,涉款共逾2,000萬港元。有關人士又涉嫌透過多個代名人帳戶,操控該上市公司的股價造市。 另外,該上市公司前執行董事在案發期間亦同時擔任一間證券行的負責人員兼董事,他涉嫌收受該上市公司前主席利益,以挪用一名客戶的股票,總值約900萬港元。 證監會早前發現可疑交易活動,懷疑涉及市場失當行爲及貪污罪行,遂轉介廉署作貪污調查,證監會則調查《證券及期貨條例》下有關市場失當行爲的罪行,雙方其後採取是次聯合行動。 由於調查仍在進行,證監會與廉署不會作進一步評論。
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