摩通(JPM.US)及美銀(BAC.US)因參與寧德時代(03750.HK)香港IPO收到美國會傳票
摩通(JPM.US)及美銀(BAC.US)因參與寧德時代(03750.HK)在香港的IPO,收到美國眾議院中國共產黨特別委員會的傳票,要求兩間銀行提交相關文件。
美銀表示,該行與委員會進行建設性的接觸,並將繼續保持溝通。而摩通代表則拒絕作出評論。
該委員會曾在4月呼籲兩間銀行退出寧德時代的IPO,但兩間銀行最終拒絕。委員會認為,透過承銷寧德時代的IPO,銀行會將自己及其美國投資者暴露在重大監管、財務及聲譽的風險之中。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.