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內地債券承銷商涉內卷 交易商協會啓動自律調查
內媒報道,中國銀行間市場交易商協會監測到,在廣發銀行2025年至2026年度二級資本債券項目中,有主承銷商中標承銷費問題,交易商協會依據規則發公告稱,一連對六家主承銷商啓動自律調查,並稱若相關方在業務開展過程中存在違反自律規則的情況,將依據有關規定予以自律處理。 在約一個月前,交易商協會發通知稱,將進一步強化對低價承銷費及低價包銷等不合規行爲的自律管理,明確承銷機構不得以低於成本的承銷費率報價參與債券項目競標。 廣發銀行上月發佈2025年至2026年度二級資本債券發行服務機構(主承銷商)選聘採購項目中選結果進行公示,中國銀河(06881.HK)(601881.SH)、廣發證券(01776.HK)(601776.SH)、興業銀行(601166.SH)、國泰海通(02611.HK)(601211.SH)、中信建投(06066.HK)(601066.SH)、中信證券(06030.HK)(600030.SH)等六家機構中選,承銷服務費總額63,448元人民幣,提供稅率6%增值稅專用發票。其中,中國銀河與興業銀行的報價均爲700元人民幣。交易商協會稱,此次主承銷商採購項目中出現的異常低價中標情況,並將依據相關自律規則展開調查。(ta/w) ~
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