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振華股份(603067.SH):總經理柯愈勝涉嫌短線交易 被證監會擬處以10萬元罰款

格隆匯7月7日丨振華股份(603067.SH)公佈,近日,公司獲知公司總經理收到中國證券監督管理委員會湖北監管局出具的《行政處罰事先告知書》(鄂處罰字【2025】6號),具體內容公告如下:

“柯愈勝涉嫌短線交易湖北振華化學股份有限公司(以下簡稱振華股份)股票一案,已由我局調查完畢,我局依法擬對你作出行政處罰。現將我局擬對你作出行政處罰所根據的違法事實、理由、依據及你享有的相關權利予以告知。經查明,你涉嫌違法的事實如下:

柯愈勝自振華股份2016年9月上市至今擔任公司董事、總經理職務。2023年8月21日至2024年3月19日期間,柯愈勝之子柯彥廷開通程序化交易策略,頻繁買賣“振華股份”股票,違規成交股數529,000股,違規交易金額5,291,021.99元。上述違法事實,有上市公司公告及說明、相關人員詢問筆錄及情況說明、相關證券經紀業務協議等資料、證券交易流水、相關人員任職文件等證據證明。

根據當事人違法行爲的事實、性質、情節與社會危害程度依據《證券法》第一百八十九條規定,我局擬決定:對柯愈勝給予警告,並處以10萬元的罰款。

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