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海通證券(600837.SH):重大資產重組事項相關申請獲得受理
格隆匯 12-23 21:51

格隆匯12月23日丨海通證券(600837.SH)公佈,國泰君安證券股份有限公司(以下簡稱“國泰君安”)擬通過向海通證券股份有限公司(以下簡稱“海通證券”或“公司”)的全體A股換股股東發行A股股票、向海通證券的全體H股換股股東發行H股股票的方式換股吸收合併海通證券併發行A股股票募集配套資金(以下簡稱“本次交易”)。

2024年12月23日,公司收到上海證券交易所(以下簡稱“上交所”)出具的《關於受理國泰君安證券股份有限公司換股吸收合併海通證券股份有限公司並募集配套資金申請的通知》(上證上審(併購重組)〔2024〕39號)。上交所依據相關規定對申請文件進行了核對,認為申請文件齊備,符合法定形式,決定予以受理並依法進行審核。

同日,中國證券監督管理委員會(以下簡稱“中國證監會”)就本次交易涉及的包括國泰君安與海通證券合併、海通證券解散、海富通基金管理有限公司變更主要股東及實際控制人、富國基金管理有限公司變更主要股東、海通期貨股份有限公司變更控股股東及實際控制人等行政許可申請依法予以受理,並出具《中國證監會行政許可申請受理單》(受理序號:242422、242423、242424、242430、242425)。

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