日出東方(603366.SH):公司高級管理人員收到江蘇證監局警示函
格隆匯12月3日丨日出東方(603366.SH)公佈,近日收到中國證券監督管理委員會江蘇監管局下發的行政監管措施決定書《關於對焦青太採取出具警示函措施的決定》。焦青太:經查,你作為日出東方控股股份有限公司高級管理人員,你的配偶孫克美通過其賬户買賣公司股票,2024年6月6日至2024年6月19日買入188,700股,成交金額705,512元,2024年11月7日賣出49,400股,成交金額322,088元,存在買入後六個月內賣出的行為。
根據《中華人民共和國證券法》第四十四條第一款、第二款,上述行為構成短線交易。依據《中華人民共和國證券法》第一百七十條第二款,我局決定對你採取出具警示函的行政監管措施。你應當引以為戒,認真吸取教訓,切實加強本人及直系親屬對證券法律法規的學習,嚴格規範交易行為,杜絕此類違規行為再次發生,並在收到本措施決定書之日起10個工作日內向我局報送書面報吿。
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