日出東方(603366.SH):高級管理人員配偶短線交易盈利13.8萬元
格隆匯11月29日丨日出東方(603366.SH)公佈,近日獲悉公司高級管理人員焦青太先生的配偶孫克美女士通過集中競價交易方式於2024年2月6日至2024年11月7日期間存在買賣公司股票的情況,根據《中華人民共和國證券法》《上海證券交易所股票上市規則》等相關規定,上述交易構成短線交易。按照相關法律規定,孫克美女士作為公司高級管理人員焦青太的配偶,其上述交易行為構成短線交易。本次短線交易中,孫克美女士盈利138,320元。截至本公吿披露日,孫克美女士仍持有公司188,700股公司股票。
經調查瞭解,本次短線交易行為是孫克美女士根據二級市場情況進行獨立判斷做出的自主投資行為,其認為2024年11月7日賣出的股票是2024年2月買入的,系其不瞭解相關法律法規的規定所致。其未就上述交易向焦青太先生尋求任何意見或建議,上述買賣公司股票不存在因獲悉內幕信息而交易公司股票的情況,不存在利用內幕信息進行交易謀求利益的情形。上述情況發生後,焦青太先生及其配偶孫克美女士進行了深刻反省,並已深刻認識到此次事項的嚴重性,焦青太先生對於未能及時盡到督促義務深表自責,對因本次短線交易而帶來的不良影響向廣大投資者致以誠摯的歉意,並將在今後加強相關法律法規的學習,自覺維護證券市場秩序,督促親屬執行到位,杜絕此類事件再次發生。
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