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港股異動丨券商股衝高回落 關注內地從業員疑似違規
連續多日上升的券商股今日明顯回調。中信證券(6030.HK)過去七個交易日累升1.4倍,今早一度再升5.1%至30.1港元,最新倒跌近12%報25.35元。中金公司(3908.HK)七日累飆1.2倍,今早一度再升8.4%至19.78港元,最新倒跌8.11%報16.76港元。消息方面,近日A股大升引發開户潮,國慶假期券商普遍不打烊,以滿足強烈的開户需求,線上開户基本7x24小時服務在線。不過,有媒體稱不少券商從業人員出現疑似違規行為,尤其是自9月27日以來,不乏券商從業人員利用社交平台招攬客户,包括在朋友圈以及其他互聯網平台掛開户鏈接吸引新客户,惟根據有關規定,這可能觸及違規。據悉,已有券商合規部門陸續在公司系統內橫向提醒、口頭通知業務展業的合規性,部分券商對員工違規展業計劃進行痕跡追溯,部分券商更是緊急叫停員工朋友圈掛開户鏈接,也有券商員工正主動解散一些臨時拉的線上開户羣。業內人士指出,監管多次重視及要求券商督導證券從業人員在通過社交平台提供服務時要嚴守合規底線。員工應堅持執業原則,恪守職業道德,避免這波開户浪潮過去後被監管追罰。

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