江西銅業股份(00358.HK)收到中國證券監督管理委員會山東監管局行政監管措施決定書
格隆匯4月26日丨江西銅業股份(00358.HK)公吿,公司收到中國證券監督管理委員會山東監管局("山東證監局")對公司下達的《關於對江西銅業股份有限公司採取責令改正措施的決定》([2024]35號)。
決定書內容如下:公司於2019年取得山東恒邦冶煉股份有限公司("恒邦股份")控制權,成為恒邦股份控股股東。2019年3月和2020年6月,公司分別出具《關於避免同業競爭的承諾函》和《關於避免同業競爭的補充承諾》,承諾自2019年3月起60個月內,在江西黃金股份有限公司("江西黃金")下屬金礦完成金礦儲量在自然資源部備案、取得采礦許可證和安全生產許可證等證照、具備開採條件後,12個月內啟動將公司所持有的江西黃金權益轉讓給恒邦股份的相關工作。截至目前,公司尚未完成上述承諾事項。
公司上述行為構成《上市公司監管指引第4號-上市公司及其相關方承諾》(證監會公吿[2022]16號)第十五條規定的違反承諾的情形。根據《上市公司監管指引第4號-上市公司及其相關方承諾》(證監會公吿[2022]16號)第十七條的規定,山東證監局決定對本公司採取責令改正的行政監管措施,並記入證券期貨市場誠信檔案資料庫。
公司應當積極採取措施進行整改,並在收到決定書日起30日內向山東證監局提交書面整改報吿。
Follow us
Find us on 
Facebook, 
Twitter , 
Instagram, and 
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the 
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.