You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
安徽證監局對國泰君安(02611.HK)出具警示函措施
安徽證監局發公告稱,經查,國泰君安(02611.HK)(601211.SH)、國泰君安證券、董事總經理兼保薦代表人李懿及國泰君安證券、助理董事及保薦代表人蔡偉成,在保薦滁州多利汽車科技股份有限公司首次公開發行股票並上市過程中,未勤勉盡責,導致出現對發行人董監高資金流水的穿透核查程序不充分、資金流水核查結論與實際情況不符等問題。根據規定,該局決定對國泰君安採取出具警示函的行政監管措施。(ta/k) ~
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