中國信達(01359.HK)被國家金融監管總局罰款1,340萬元人民幣
國家金融監督管理總局2023年12月28日作出行政處罰決定,對中國信達(01359.HK)開出1,340萬元人民幣(下同)罰單。其中,對信達公司總公司罰款940萬元,對相關分支機構罰款400萬元。
當中涉及十一項違法違規問題,包括對風險有重要影響崗位員工的績效薪酬未延期支付或延期支付比例低於監管規定、未對不相容職責和崗位實施分離,以及風險加權資產計量不準確等。
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