上交所要求機構下周五前做好股票程序化交易報告工作 否則被罰
上海證券交易所日前向會員單位下發提示函,要求各單位進一步做好股票程序化交易報告工作。
通知顯示,於10月9日前已開展股票程序化交易的投資者,應當在報告通知正式施行後六十個交易日內,即下周五(29日)前完成向上交所的報告工作。各會員須在當日前抓緊完成自身和客戶的報告工作,特別提醒核實滿足下單自動化程度高,證券代碼、買賣方向、委託數量及委託價格等指令的核心要素以及指令的下達時間均由計算機自動決定的程序化交易投資者是否已按要求完成報告。
倘未能於12月29日前完成,上交所將採取相應的監管措施或者紀律處分。
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