首次公開招股結算平台「FINI」 下周三啟用 港府:持續評估相關風險及維持金融市場穩定
全新的數碼化首次公開招股結算平台「FINI」將於下周三(22日)啟用,財經事務及庫務局局長許正宇表示,證監會於過去數月積極與證券業界溝通,以了解券商於FINI推出後就新股認購業務的工作流程、資金準備及財務計算等的安排,並就通函草擬本進行諮詢。同時,證監會已建議香港會計師公會在有需要時為其會員提供指引,而券商亦須依從相關指引進行會計記帳。
另外,他稱證監會已透過通函指出,券商應就其新股認購業務實施有效的風險管理,以遏止不當的高風險活動如過度融資。通函亦羅列有關客戶風險控制、券商資金安排及財務評估的風險管理措施要求,並重申券商須就新股認購融資實施嚴謹的借貸政策,而向個別客戶提供的融資額度亦須考慮其公司及客戶的財務能力、該新股的認購安排及市場狀況。
他又指,證監會和港交所(00388.HK)在推行FINI後,會繼續密切監察持牌法團及註冊機構管理客戶資金及公開招股借貸活動的情況,持續評估相關風險,維持金融市場穩定。
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