復宏漢霖(02696.HK)法律糾紛獲擱置訴訟程序
復宏漢霖(02696.HK)公布,有關時任管理層於2019年9月25日與尚乘環球市場有限公司(現已改名為orientiert XYZ Securities Limited)簽訂《投資管理協議》所涉及的法律糾紛,於11月6日,法院根據雙方同意作出了包括擱置訴訟程序以有利於仲裁程序的命令。
另公司已於2023年4月19日成立獨立調查委員會,針對與《投資管理協議》相關的事項進行研訊。針對投資事件,獨調委委聘了專業顧問進行法證調查及內控評估。調查程序包括文件審閱、人員訪談、電子法證和關聯關係分析。內控評估發現,公司在投資業務、公司層面控制、資金管理和合同管理的設計和執行存在問題。公司已全面整改有關問題,並獲內控顧問確認有關問題已經解決,獨調委向董事會提出的5項建議全部獲董事會採納。
鑑於核數師安永針對公司截至2022年12月31日止年度的綜合財務報表出具帶有保留意見的獨立核數師報告,公司已委任安永就截至2023年9月30日止九個月的簡明綜合財務報表進行審閱。目前審閱工作尚在進行中,預計有可能就截至2023年9月30日止九個月的簡明綜合財務報表出具無保留審閱意見,並預期將於2023年11月15日刊發。
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