科笛-B(02487.HK)違規漏報6月中旬斥6,384萬美元認購理財產品
科笛-B(02487.HK)公布,於6月13日及6月16日,公司認購由不同基金(Alpha Generation、Clarity Point、Innovation Prosperity、Oriental Kylin及Summit View)發售的總額為6,384萬美元的理財產品。產品投資無固定期限,預期年化收益率介乎每年1.5%至4.5%。
由於就各項認購計算的一項或多項適用百分比率超過5%但低於25%,故各項認購就上市規則而言構成一項須予披露交易,須遵守上市規則第十四章的通知及公告規定,但獲豁免遵守股東批准規定。然而,公司承認因其無心疏忽以致延遲遵守有關上市規則規定。未能及時作出披露乃由於考慮到理財產品可靈活贖回的性質,而誤認該等理財產品的性質與銀行存款類似。
為防止日後再次發生類似事件,公司會在合規顧問及法律顧問的協助下,進一步了解理財產品的性質、將傳閱有關上市規則項下之須予公布及關連交易之詳細指引並提供更多定期培訓及與內部法律與合規部就合規問題展開更加密切的合作等。
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