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富國銀行同意支付3,500萬美元解決多收經紀費用指控
阿思達克 08-25 23:36
美國證券交易委員會週五表示,富國銀行(WFC.US)同意支付3,500萬美元民事罰款,以解決富國銀行清算服務有限責任公司(Wells Fargo Clearing Services LLC) 和富國銀行顧問金融網絡有限責任公司(Wells Fargo Advisors Financial Network LLC)部門向其數千個投資諮詢賬戶多收費用的指控。 美國證券交易委員會表示,2014年以前,富國銀行對超過10,900個投資諮詢賬戶徵收總計2,680萬美元的過高費用,員工於建立客戶賬戶時,未有依照洽商好的較低諮詢費率輸入公司的計費系統。 美國證券交易委員會表示,富國銀行向受影響的賬戶持有人支付4,000萬美元,以補償他們的損失。
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