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中基長壽科學(00767.HK)違規漏報前董事涉配售關連交易
阿思達克 08-22 09:01
中基長壽科學(00767.HK)公布,有關根據一般授權配售新股份及完成配售事項,公司其後發現曾於2020年12月31日至2022年8月3日擔任非執行董事的蔡藝華實益擁有配售事項中一間名為OKU Energy Limited的公司承配人之全部已發行股本。上述公司承配人已根據配售事項認購公司100萬股股份,佔公司緊接配售事項前及緊隨配售事項後已發行股份的0.02%。 由於蔡藝華曾於配售事項前12個月內出任董事,根據聯交所證券上市規則第14A.07(2)條,蔡藝華為公司的關連人士,而根據上市規則第14A.23條,向蔡藝華全資擁有的公司配售股份構成關連交易,該交易須遵守上市規則第14A章項下的申報、公告、通函、獨立財務意見及股東批准規定。由於公司未有遵守該等規定,亦無就此獲得豁免,因此違反了上市規則。公司在配售事項中進行獨立性檢查時已審閱配售代理提供的承配人名單,但未有發現名為OKU Energy Limited的公司承配人由蔡藝華全資擁有,而僅依賴配售代理確立配售事項中承配人的獨立性。 董事認為,上述未遵守上市規則的情況是由於疏忽所致。公司非常重視此次事件,並已採取以下補救措施來加強內部控制,以避免日後的集資活動發生類似情況,包括將不時於適當時候更新「關連人士」名單,並將有關交易前12個月內辭任的前董事視為關連人士加入名單,又要求任何擬在相關集資活動中進行投資的公司提供股東及董事的詳細資料。
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