You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
恆投證券(01476.HK)違規遭中證監責令整改
阿思達克 07-21 09:26
恆投證券(01476.HK)公佈,收到中證監內蒙古監管局行政監管措施決定書,對集團採取責令改正的行政監管措施。該局指集團資產管理投資交易內部控制管理不善、對分支機構管控不足,及未有效執行董事、監事及高級管理人員管理制度而違反相關規定,需採取整改措施及於限期內提交整改報告。 集團指,有關措施不會對經營、財務狀況及償債能力產生重大不利影響,將會嚴格落實整改措施。
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