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國泰君安(02611.HK):"國君轉債"將於7月7日到期兑付及摘牌

格隆匯6月28日丨國泰君安(02611.HK)公佈,根據中國證券監督管理委員會《關於核准國泰君安證券股份有限公司公開發行可轉換公司債券的批覆》(證監許可[2017]291號),公司獲准於2017年7月7日向社會公開發行面值總額人民幣70億元的可轉換公司債券("可轉債"),每張面值100元,按面值發行,期限6年(即自2017年7月7日至2023年7月6日)。經上交所自律監管決定書[2017]203號文同意,可轉債於2017年7月24日起在上交所掛牌交易,債券簡稱「國君轉債」,債券代碼「113013」。

根據募集説明書的規定,在本次發行的可轉債期滿後五個交易日內,公司將以本次發行的可轉債的票面面值的105%(含最後一期年度利息)的價格向投資者贖回全部未轉股的可轉債。故可轉債到期合計兑付105元人民幣╱張(含税)。

根據《上海證券交易所股票上市規則》等規定,可轉債將於2023年7月4日開始停止交易,2023年7月3日為可轉債最後交易日。在停止交易後、轉股期結束前(即自2023年7月4日至2023年7月6日),可轉債持有人仍可以依據約定的條件將可轉債轉換為公司A股普通股。

可轉債到期日和兑付登記日為2023年7月6日,本次兑付的對象為截止2023年7月6日上交所收市後在中國證券登記結算有限責任公司上海分公司登記在冊的可轉債全體持有人。可轉債到期兑付本息金額為105元人民幣╱張(含税),兑付資金髮放日為2023年7月7日。自2023年7月4日起,可轉債將停止交易。自2023年7月7日起,可轉債將在上交所摘牌。

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