期權大單 | 13F出爐，華爾街巨頭增持看跌期權
市場概覽 （5月15日）
週一，美股收高，納斯達克指數漲0.66%刷新去年8月25日以來最高，標普500指數漲0.3%，道瓊斯指數漲0.14%。當日美股期權市場總成交量31,598,037張合約。其中，看漲期權佔比54%，看跌期權佔比46%。
期權成交總量TOP10
消息面上，包括高瓴HHLR、全球最大對衝基金橋水、伯克希爾·哈撒韋等多家巨頭向美國證券交易委員會（SEC）提交了13F報告。數據顯示，2023年一季度，高瓴旗下的HHLR圍繞中概股和科技公司進行集中配置，對阿里巴巴、華住等9只中概股進行了增持、新進買入等加倉操作。橋水則主要減持金融股，同時加碼谷歌、微軟等科技股。巴菲特大舉增持2000多萬股蘋果，同時大幅減持雪佛龍、清倉臺積電。
總的來說，投資大佬們的興趣，正在由此前的金融、消費轉至熱門賽道生成式AI，例如ChapGPT概念股，大手筆加倉科技股正是“轉向”的一大表現。
投行佈局指數期權
除了上述機構之外，大型投行的動態也很值得關注，它們的佈局中包含多類期權資產。
美國銀行：Q1增持多隻科技股及價值股ETF，調整看跌、看漲期權資產
美國銀行13F文件顯示，該行一季度持倉總市值從上季的8780.15億美元增加至9736.8億美元，期內新建倉或清倉的資產多爲個股的看跌、看漲期權。一季度該行重倉市值前五分別爲蘋果、微軟、納斯達克100指數ETF(QQQ)看跌期權、Vanguard價值股ETF及標普500ETF-SPDR(SPY)看跌期權，其中QQQ看跌期權的增持比例高達55%。
高盛：Q1增持蘋果、微軟、特斯拉，減持亞馬遜、阿里ADR
高盛13F文件顯示，該行一季度持倉總市值從上季的4467.77億美元增加至4684.76億美元。一季度高盛對標普500ETF-SPDR(SPY)、蘋果、微軟、iShares羅素200指數ETF(IWM)、谷歌A等重倉資產均有增持，另外增持特斯拉超210萬股，增持比例達24%，減持亞馬遜、英偉達等。中概股方面，增持拼多多37%的持倉，減持臺積電、阿里巴巴，其中對阿里ADR的減持比例高達57%。
花旗：Q1重倉指數期權，減持多隻重要科技股
花旗集團公佈截至2023年3月31日止的第一季度持倉情況。13F文件顯示，該行一季度持倉總市值從上季的1255.86億美元增加至1426.5億美元。一季度納斯達克100指數ETF(QQQ)看跌及看漲期權、iShares羅素200指數ETF(IWM)看跌及看漲期權，及標普500ETF-SPDR(SPY)看跌期權佔據該公司重倉市值前列。該行一季度分別對蘋果、微軟、亞馬遜、英偉達、Alphabet、特斯拉均有較大幅度的減持，此外花旗還增持了近145萬份蘋果看跌期權。增持摩根大通、高盛、美國銀行、埃克森美孚石油、Visa等傳統價值股。
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