證監會向三間經紀行發限制通知書 凍結疑涉企業失當行為客戶帳戶
證監會向英皇(00717.HK)、中策富匯及招銀發出限制通知書,禁止其處置或處理其若干客戶帳戶內持有的資產。實益擁有該等資產的三名人士涉嫌犯了失當行為,及違反了對指尖悅動控股有限公司的責任。三間經紀行並非證監會今次的調查對象,而它們均已就有關調查作出配合。有關限制通知書並不影響該等經紀行的運作或它們的其他客戶。
有關限制通知書禁止這三間經紀行在未取得證監會的事先書面同意的情況下,以任何方式處置或處理、輔助、慫使或促致另一人以任何方式處置或處理該等帳戶內的若干資產。若該等經紀行接獲任何與上述指明的限制有關的指示,亦須通知證監會。
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