中證金融下調內地券商轉融通保證金比例至最低5%
中證金融公布,為進一步降低證券公司轉融通業務成本,提升行業資金使用效率和保證金精細化、差異化管理水平,昨日(10日)下調證券公司保證金比例,根據證券公司風險管理能力、持續合規及業務發展狀況,中證金融將轉融通保證金比例檔次由兩檔調整為三檔,其中,資信優質的公司,保證金比例由20%下調至5%;資信良好的公司,由20%下調至10%;其餘公司由25%下調至15%。
同時,為進一步降低做市借券業務成本,促進做市業務發展,中證金融對科創板做市借券保證金比例同步下調,資信優質的公司由10%下調至5%,資信良好的公司由15%下調至10%。
以上周五(7日)轉融通、做市借券負債餘額測算,保證金比例下調後,應繳保證金(含資金和證券)合計減少301億元人民幣,降幅達65%,有效降低證券公司相關業務成本,將對轉融通、做市借券業務發展發揮積極作用。
中證金融指出,下一步將在中證監的指導下,做好證券公司風險日常跟蹤監測,按照「定期評估、動態調整」原則,每年度對證券公司的保證金比例檔次進行評估;加快推進相關業務市場化改革,增強市場參與各方獲得感,堅定不移走好中國特色轉融通市場道路,為建設規範、透明、開放、有活力、有韌性的資本市場提供有力支持。
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