聯交所:向區塊鏈集團及10名董事作紀律行動
聯交所表示,對區塊鏈集團(已除牌)及十名董事作出紀律行動,包括譴責該公司及向該公司的主席及執行董事蔡振榮、董事總經理蔡揚波、執董蔡振耀、執董蔡振英、獨立非執董李茂銘、前聯席主席及執董蘇毅超、以及前獨立非執董王啟東等人作出損害投資者權益聲明。
同時,聯交所向該公司前執董蔡永團、前執董陳文芳及前獨立非執董Lawrence Gonzaga作出譴責;另外,進一步指令蔡永團及陳文芳須各自完成18小時有關監管及法律議題及《上市規則》合規事宜的培訓,Lawrence Gonzaga則須完成15小時培訓。(ca/u)
~
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.