華鑫股份(600621.SH):摩根士丹利華鑫基金變更實控人事項獲中證監核准
格隆匯2月5日丨華鑫股份(600621.SH)公佈,2023年2月3日,公司從中國證監會官網獲悉,中國證監會已對摩根華鑫基金作出《關於核准摩根士丹利華鑫基金管理有限公司變更實際控制人的批覆》(證監許可(2023)254號),具體內容如下:
摩根士丹利華鑫基金管理有限公司:你公司《關於摩根士丹利國際控股公司受讓深圳市基石創業投資有限公司與華鑫證券有限責任公司持有摩根士丹利華鑫基金管理有限公司全部股權的申請報吿》(摩根士丹利華鑫基金[2021] 080號)及相關文件收悉。根據《證券投資基金法》《公開募集證券投資基金管理人監督管理辦法》(證監會令第198號)等有關規定,經審核,現批覆如下:
一、核准摩根士丹利Morgan Stanley成為你公司實際控制人;對摩根士丹利國際控股公司(Morgan Stanley International Holdings Inc.)依法受讓你公司12750萬元出資(佔註冊資本比例51%)無異議。
二、你公司及各股東應當按規定及時辦理工商變更登記等相關事宜,完善公司治理結構,維護公司及基金份額持有人的合法權益。
三、你公司應當嚴格落實《網絡安全法》等相關規定,加強對基金業務數據及投資者個人信息跨境流動的合規管理,切實保護投資者合法權益,保障重要信息系統及網絡安全穩定運行。
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