You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
交行(03328.HK)及招行(03968.HK)等遭交易商協會自律處分
中國銀行間市場交易商協會表示,對交通銀行(03328.HK)、招商銀行(03968.HK)、平安銀行(000001.SZ)、興業銀行(601166.SH)、江蘇銀行、廣州農商行等銀行作出自律處分,對該等銀行予以警告,並責令其全面深入整改。主因該行銀行存在低價包銷多期債務融資工具,影響市場正常秩序;擠佔其他投資人的正常投標並影響發行利率等問題。 其中,招商銀行存在違規行爲包括:多期債務融資工具未按照發行文件約定開展餘額包銷,個別債務融資工具擠佔其他投資人的正常投標,影響發行利率,以及其低價包銷多期債務融資工具,影響市場正常秩序等。 交通銀行存在違規行爲包括:多期債務融資工具未按照發行文件約定開展餘額包銷,個別債務融資工具擠佔其他投資人的正常投標,影響發行利率,以及多期債務融資工具的簿記建檔利率區間未在充分詢價基礎上形成,發行工作程序執行不到位及工作開展不規範。(ta/w) ~
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