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RAFFLES INTERIOR(01376.HK):針對公司以及前任及現任執行董事的紀律行動
格隆匯 12-13 17:24

格隆匯12月13日丨RAFFLES INTERIOR(01376.HK)公佈,聯交所針對公司、Chua先生(於2022年9月23日因個人理由辭任的公司前任董事會主席、執行董事兼行政總裁)、陳明輝及梁偉傑)展開執法行動,涉及就公司於上市前後所訂立由七間服務供應商提供的多項專業及諮詢服務協議及一份全權投資管理協議違反聯交所證券上市規則。

經調查後,聯交所已對公司、Chua先生、陳先生及梁先生實施以下制裁:

(i)就公司違反(a)上市規則第13.46(2)(a)、13.48、13.49(1)及13.49(6)條;及(b)上市規則第2.13(2)及╱或11.07條公開譴責公司;

(ii)就陳先生及梁先生違反上市規則第3.08條及上市規則附錄5B所載表格內向聯交所作出的董事聲明及承諾公開譴責陳先生及梁先生;及

(iii)就Chua先生違反上市規則第3.08條及董事承諾公開譴責Chua先生及作出損害投資者權益聲明。陳先生及梁先生已就此同意就監管及法律議題以及遵守上市規則接受17個小時的董事培訓,包括就以下議題各自進行三個小時培訓:(i)董事職責;(ii)企業管治守則;及(iii)上市規則對企業通訊準確及完整披露的規定。

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