上海電氣(02727.HK)及多個高層被中證監上海監管局處罰
上海電氣(02727.HK)公布,於12月9日收到中國證監會上海監管局《行政處罰事先告知書》(滬證監處罰字[2022]24號)。對於上海電氣涉嫌未按規定及時履行信息披露義務事項及2020年年報涉嫌虛假記載事項,當局擬決定對集團責令改正,給予警告,並處以500萬元罰款。
對公司法定代表人、董事長鄭建華給予警告,並處以140萬元罰款;對電氣通訊法定代表人、總經理,沈欣給予警告,並處以75萬元罰款;對電氣通訊財務總監毛利民給予警告,並處以75萬元罰款;對公司財務總監胡康給予警告,並處以70萬元罰款;對副總裁、電氣通訊董事長陳幹錦給予警告,並處以50萬元罰款;對董事會秘書伏蓉給予警告,並處以20萬元罰款。
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