青島銀行(03866.HK)就與AMTD GLOBAL MARKETS協議糾紛一案向法院提起訴訟
格隆匯9月2日丨青島銀行(03866.HK)發佈公吿,本行就與被吿AMTD GLOBAL MARKETS LIMITED(即尚乘環球市場有限公司,曾用名AMTD ASSET MANAGEMENT LIMITED,即尚乘資產管理有限公司)協議糾紛一案,於2022年9月1日向香港特別行政區高等法院提起訴訟並正式獲得法院受理。
原吿(作為委託人)與被吿(作為受託投資管理人)於2015年簽訂《投資管理協議》,投資組合的初始投資及追加投入合計3.50億美元。根據該協議,被吿受原吿委託,投資單一發行人發行的證券總計不得超過50,000,000美元;投資組合內由同一發行人發行的證券總市值不得超過投資組合內的證券總市值25%。被吿違反上述協議約定、違反其作為受託投資管理人的職責,超出該協議的授權範圍,於約2022年6月認購面值合計263,966,000美元的證券。
原吿已根據該協議,於2022年7月書面通知被吿終止該協議。該協議終止後,被吿應交付或轉讓投資組合下的證券(未經授權交易的證券除外)以及投資組合投資的所有資產所有權。
本次訴訟事項的訴訟請求1. 要求被吿賠償原吿總計263,966,000美元或經評估後確定的金額;2. 要求被吿交付或轉讓投資組合證券以及投資組合投資的所有資產所有權;3. 要求進行必要的賬目查詢,使原吿能夠追蹤和追回因未經授權的交易而產生的所有款項、收入、利潤、利息(如有);4. 作為進一步及╱或交替案情,要求被吿償還有待評估的損害賠償或公平賠償。
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