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聯交所修訂上市規則明年起生效 料提升股份計劃相關監管
阿思達克 07-29 17:48
港交所(00388.HK)宣布,聯交所刊發建議修訂有關上市發行人股份計劃的《上市規則》條文諮詢總結,決定採納諮詢文件的建議,將《上市規則》擴大至涵蓋所有涉及授出股份獎勵及股份期權的股份計劃。相關修訂將於2023年1月1日生效。 港交所上市主管陳翊庭表示,修訂後《上市規則》能為發行人提供彈性,讓其制訂股份計劃以激勵僱員及服務提供者,並貫徹交易所政策原意,在管理上市股份的攤薄情況及提供有用的披露資料的同時,維持嚴謹、高水平的投資者保障措施。 諮詢期內共收到58份來自廣泛界別的非重複回應意見,均支持聯交所統一規管股份期權計劃及股份獎勵計劃監管框架的建議,亦有就個別建議的實際操作、披露性質及程度提出意見。聯交所因應部分建議作出適當修改,主要涉及薪酬委員會的角色、股份獎勵及期權的歸屬期以及附屬公司的股份計劃等。 此外,聯交所將對《GEM上市規則》作出一項輕微修訂,令有關GEM發行人日後發行費用支付日期的規定與主板發行人一致,修訂將於今年10月1日生效。
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