ETF互聯互通交易下周一開始
中國證券監督管理委員會、香港證券及期貨事務監察委員會發布聯合公告,中國證監會及香港證監會批准兩地交易所正式把符合條件的交易所買賣基金(ETF)納入內地與香港股票市場交易互聯互通機制(簡稱互聯互通)。互聯互通下的ETF交易將於下周一(7月4日)開始。目前相關業務規則及操作方案及監管安排均已確定,技術系統已準備就緒。
中國證監會、香港證監會已就ETF納入互聯互通涉及的跨境監管合作、投資者教育合作等安排達成共識,雙方將繼續做好ETF納入互聯互通投資者教育和投資知識傳播工作,加強執法合作,打擊各類跨境違法違規行為,及時妥善處理重大或突發事件,維護互聯互通正常運行秩序,保護投資者合法權益。
兩地交易所、證券交易服務公司及登記結算機構應當依法履行互聯互通各項職責,組織市場各方有序開展ETF納入互聯互通相關業務。證券公司(或經紀商)應當遵守相關監管規定及業務規則,加強內部控制,防範和控制風險。
香港證監會行政總裁歐達禮表示,ETF通是一個重要的里程碑,是互聯互通首度擴展至股票交易以外的領域。此舉將能促進香港發展成為ETF樞紐,並突顯本港在連繫國際資本與內地市場方面所肩負的獨特角色。(ta/w)
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