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富滿微(300671.SZ):監事李志雄近親屬短線交易及致歉
格隆匯 05-25 20:42

格隆匯5月25日丨富滿微(300671.SZ)公佈,公司於近日收到公司監事李志雄出具的《關於本人配偶買賣公司股票導致短線交易的情況説明》,獲悉李志雄的配偶作為股權激勵對象在獲授的限制性股票完成登記的6個月內存在賣出公司股份的行為,構成短線交易。

根據李志雄出具的《關於本人配偶買賣公司股票導致短線交易的情況説明》,李志雄的配偶周素梅通過其名下證券賬户買賣公司股票的情況如下:

根據《證券法》、《深圳證券交易所上市公司自律監管指引第2號——創業板上市公司規範運作》等的相關規定,上述行為構成了短線交易。上述短線交易所獲盈利為11.749萬元,計算公式為:(賣出均價-買入均價)*短線交易股份數量-個人所得税。

根據核查,本次短線交易行為並非故意為之,也未發生在公司披露定期報吿的敏感期內,不存在因獲悉內幕信息而交易公司股票的情況,亦不存在利用短線交易謀求利益的目的。

截至2022年5月24日,上述短線交易所獲收益已全部上交公司,截至公吿披露日,周素梅所持有公司股票為0股。

經核查瞭解,在本次第二類限制性股票激勵計劃歸屬前,周素梅未持有公司股票,亦不存在買賣公司股票的行為。本次出售股權激勵股票未發生在公司披露定期報吿的敏感期內,不存在因獲悉內幕信息而交易公司股票的情況,因其本人急需用錢加之對相關法律法規理解不夠充分,不知曉第二類限制性股票授予登記即視為買入行為,故不存在主觀故意違規情況,且其本人已深刻認識到該事項的嚴重性,並對本次操作構成的短線交易給公司和市場帶來的不良影響深表自責,特向廣大投資者致以誠摯的歉意,同時其承諾將加強學習並自覺遵守相關法律法規,杜絕此類情況再次發生。

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