You are browsing the Hong Kong website, Regulated by Hong Kong SFC (CE number: BJA907). Investment is risky and you must be cautious when entering the market.
聯交所對富一國際(01470.HK)及其主席等人採紀律行動
阿思達克 05-18 17:15
聯交所對富一國際控股有限公司(01470.HK)及其九名前任及現任董事採取紀律行動,包括譴責公司主席、行政總裁、執行董事及控股股東孟廣銀等人,並指令檢討公司有關促使其遵守《上市規則》有關須予公布及關連交易的規定的內部監控措施;及每名相關董事各自完成21小時有關監管及法律議題以及《上市規則》合規事宜的培訓。 聯交所指,於2017年底之前,公司主要業務只有腕錶零售及批發業務,當時公司只進行過小量並不重大的關連交易。孟廣銀於2017年9月收購該公司控股權益後,隨即自原控股股東(亦為公司行政總裁兼主席)取得公司的控制權及管理權。 公司接著開展買賣肥料及相關產品的新業務,並開始就該業務進行關連交易。前行政總裁於附屬公司層級繼續經營該公司腕錶業務。然而,董事會未有確保公司進行上述交易而言須遵守《上市規則》有關須予公布及關連交易的規定,亦未有有效監察腕錶業務中出現的須予公布及關連交易(包括向前行政總裁授出認購期權,使前行政總裁可購回當初其售予公司附屬的遊艇泊位)。
Follow us
Find us on Facebook, Twitter , Instagram, and YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!
Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.
uSMART
Wealth Growth Made Easy
Open Account