蔚來(09866.HK)被納入「HFCAA」臨時被識別清單
蔚來-SW(09866.HK)公佈,本月4日,公司被納入美國證交會《外國公司問責法案》(《HFCAA》)臨時被識別清單。有關識別或因其以20-F表格提交截至2021年止財政年度的報告所導致。
蔚來知悉,有關識別,顯示美國證交會認定公司聘僱了無法由公衆公司會計監督委員會(PCAOB)全面檢查或調查其工作底稿的核數師,就2021年度的財務報表發出審計意見。
根據《HFCAA》,倘美國證交會認定自公司提交之2021年度報告起,連續三年年度報告包括審計報告由一名未經PCAOB調查的註冊公衆會計師事務所發出,則美國證交會應禁止公司股份或美國存託股份在美國的全國性證券交易所或場外交易市場上進行買賣。
蔚來一直致力於積極探討可能的解決方案,以保護其利益相關者的利益。同時,將持續遵守中國及美國的適用法律及法規,並致力維持其於紐交所及港交所的上市地位。
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