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中國鋁業(02600.HK):ADS持有人可根據存託協議轉換成H股
中國鋁業(02600.HK)表示,公司於4月22日向美國證交會(SEC)提交截止2021年12月31日止財政年度的20-F表格年報後,於5月4日被SEC臨時認定爲委員會認定的發行人。 中國鋁業指出,將繼續監測市場發展並評估所有戰略選擇,又指美國存託股份(ADS)的持有人可根據公司、公司ADS存託人紐約梅隆銀行、ADS持有人及實益擁有人的存託協議條款,將其ADS交予紐約梅隆銀行,以換取公司H股股票,每份ADS代表25股H股。 SEC根據《外國公司問責法》(HFCAA)及其下發的實施細則進行該認定,表明SEC認定中國鋁業使用一間無法被美國上市公司會計監督委員會(PCAOB)完全檢查或調查的註冊會計師事務所,爲其截至2021年12月31日止財政年度的財務報表出具審計報告。
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