消息稱高盛向美國證監會舉報大摩執行大宗交易異常
格隆匯4月21日丨據外媒引述消息,兩家華爾街大行在香港陷吿密風波。報道指,高盛向證監會舉報,大摩在執行個別股份大宗交易(block trades)前,相關股份股價已經下跌,暗示大摩將大宗交易消息流出。自美國證監會年初證實調查大摩等投行,懷疑他們在大宗交易前通風報信,使部分客户避開大手沽貨所引發的股價下調,多地監管機構、投資界都關注投行大宗交易操守。彭博最新引述一名消息人士指,證監會未有調查大摩大宗交易活動,並指證監會未有正式收到高盛的投訴。
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