民生銀行(01988.HK)太原分行被罰1,710萬人幣 因未經總行授權開展兜底承諾等
山西銀保監局披露罰單顯示,民生銀行(01988.HK)(600016.SH)太原分行因未經總行授權開展兜底承諾業務、未按照會計原則進行財務覈算、公章使用登記簿記載不真實、未按照「穿透」原則計提撥備、發放實際承擔風險的委託貸款、在理財業務投資運作過程中提供隱性擔保等違法違規問題,被責令改正,並處罰款1,710萬元人民幣。
同時,有七名相關負責人被罰,其中,該分行前行長朱曉鵬與副行長羅平分別被取消五年及三年銀行業高級管理人員任職資格。(ta/s) ~
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