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皓天財經(01260.HK)主席違反回購守則 遭證監會譴責
阿思達克 03-18 08:57
皓天財經(01260.HK)公佈,有關證監會對公司、公司主席兼執行董事劉天倪及前副總經理劉靜桐進行紀律研訊,對公司及劉天倪作出公開譴責,並對劉靜桐作出公開批評,指他們違反《公司股份回購守則》。 皓天在2020年3月透過一宗與賣方預先安排及協定的大手交易,回購了4,250萬股股份。此舉構成場外股份回購,須獲收購執行人員及皓天無利害關係股東的批準,但這項回購並沒有獲得任何一方的批準。 劉天倪作爲皓天的主席、行政總裁及執行董事,是該項回購的主要決策人。劉靜桐在關鍵時間是皓天的副總經理,及曾經按照劉天倪的指示參與該項回購的執行。 各方均承認他們沒有遵守《公司股份回購守則》,並同意接受對他們所採取的紀律行動。
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