青島食品(001219.SZ):職工監事李江因配偶涉短線交易收警示函
格隆匯3月17日丨青島食品(001219.SZ)公佈,公司職工監事李江於2022年3月17日收到青島證監局出具的《關於對李江採取出具警示函措施的決定》(行政監管措施決定書〔2022〕5號)。
經查,李江作為公司時任職工監事,配偶匡彩玉於2021年11月2日買入公司股票300股,金額9807元,又於2021年11月3日賣出公司股票300股,金額8874元。該行為構成短線交易,違反了《證券法》第四十四條有關規定。
鑑於交易數量及金額較少,違法行為輕微,青島證監局決定對李江採取出具警示函的監管措施,並記入證券期貨市場誠信檔案。
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