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光大證券(06178.HK):光大發展向上海金融法院提起案外人執行異議訴並收到受理通知書

格隆匯3月8日丨光大證券(06178.HK)公吿,光大證券股份有限公司(以下簡稱公司)前期披露了關於全資子公司光大資本投資有限公司(以下簡稱光大資本)MPS事項相關訴訟、判決、執行及資產凍結情況,現將相關進展情況披露如下:

日前,公司全資子公司光大發展投資有限公司(以下簡稱光大發展)向上海金融法院提起案外人執行異議訴,並收到受理通知書((2022)滬74民初728號)。原由為:因MPS相關訴訟事項,光大發展實際持有的昆明以購代建投資合夥企業(有限合夥)10億元財產份額(以下簡稱執行標的)被司法凍結。

按照中國證券業協會《證券公司私募投資基金子公司管理規範》和《關於證券公司子公司整改規範工作有關問題的答覆》等監管要求,該執行標的實際已於2017年12月由光大資本以協議方式轉讓給光大發展,光大發展已按約完成10億元價款支付及印花税繳付,但尚未完成工商變更登記。光大發展請求確認該執行標的歸光大發展所有,停止對該執行標的的執行,並解除凍結。

上述案外人執行異議訴尚處於審理階段,公司將根據事項進展情況,按照相關法律法規要求履行信息披露義務。公司目前經營管理情況正常。公司已就MPS相關事項計提了相應的預計負債及資產減值準備。

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