上緯新材(688585.SH):股東金風投控誤操作違規減持公司股票2500股
格隆匯2月17日丨上緯新材(688585.SH)公佈,公司於2022年2月16日收到公司持股5%以上股東金風投資控股有限公司(簡稱“金風投控”)出具的《關於誤操作違規減持上緯新材股票的吿知函》,金風投控由於誤操作,在未披露減持股份計劃的情況下,於2022年2月16日通過集中競價交易方式減持公司股票2500股,違反了《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》的相關規定。
由於金風投控相關工作人員誤操作,於2022年2月16日通過金風投控的證券賬户以集中競價交易方式減持公司股份2500股,成交均價9.71元/股,成交金額24,275元,成交股份數量佔公司目前總股本的比例為0.0006%。
依據《上海證券交易所上市公司股東及董事、監事、高級管理人員減持股份實施細則》第十三條“大股東、董監高通過集中競價交易減持股份的,應當在首次賣出股份的15個交易日前向本所報吿備案減持計劃,並予以公吿。”因為此前金風投控並無減持公司股票計劃,故未曾披露過相關減持計劃公吿。在此情況下,金風投控通過集中競價交易方式減持公司股份,其減持行為不符合上述相關減持規定。
經公司自查,金風投控的上述減持行為未發生在公司信息披露的敏感期內,不存在因獲悉內幕信息而交易公司股票的情況,未構成短線交易。
此次減持行為系金風投控相關工作人員的誤操作,並非其主觀故意行為,相關工作人員已進行了深刻自查和反省,並就因此造成的影響表示誠摯歉意。金風投控今後將加強對證券賬户的管理,謹慎操作,杜絕此類事件再次發生。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.