兗礦能源(01171.HK):獨立非執董田會因昊華能源(601101.SH)被中證監處罰10萬人幣
兗礦能源(01171.HK)公佈,其獨立非執行董事兼審計委員會、提名委員會以及可持續發展委員會成員田會,被中證監行政處罰,惟相關事宜與公司並無關連,及公司的財務及經營狀況不會受到行政處罰決定書及相關監管措施的影響。
公司指出,中證監北京監管局就信息披露違法行爲及違反證券法律及法規,向昊華能源(601101.SH)及其董事及高級管理層發出一份正式行政處罰決定書。而田會爲時任昊華能源的獨立董事。基於行政處罰決定書,由2015至2018年,昊華能源虛增資產並在其2015至2018年的年報中作出虛假披露。中證監決定對田會給予警告並處以10萬元人民幣罰款。
此外,上交所作出對田會予以通報批評的紀律處分決定,並將通報中證監,並記入上市公司誠信檔案。
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