宏柏新材(605366.SH):高管陳杰親屬短線交易及致歉
格隆匯2月11日丨宏柏新材(605366.SH)公佈,公司於2022年2月11日獲悉,公司高級管理人員、財務負責人陳杰之母親温根香存在誤操作買賣公司股票構成短線交易的情形。
經核查,温根香具體交易明細如下:

根據《證券法》等相關規定,温根香在買入後六個月內賣出公司股票行為構成短線交易。
上述短線交易所獲盈利52元(計算方法為:賣出價格*賣出數量-買入價格*買入數量)。截止公吿披露日,温根香女士未持有公司股票。
按照相關規定,温根香此次交易所獲收益應歸還公司所有。此次短線交易獲利金額為52元,温根香已主動將所獲收益52元全數上交公司。
此次短線交易行為系温根香因年齡大未看清股票代碼的情況下根據股票當日在二級市場的走勢判斷做出的自主投資行為,公司高級管理人員、財務負責人陳杰並不知曉該交易情況,交易前後陳杰亦未吿知温根香關於公司經營情況等相關信息。此次交易行為均為温根香個人操作,不存在利用內幕信息謀求利益的目的,不存在主觀違規的情況。
温根香已深刻認識到此次事項的嚴重性,對因短線交易而帶來的不良影響致以誠摯的歉意,並將在今後加強相關法律法規的學習,自覺維護證券市場秩序,保證此類情況不再發生。高級管理人員陳杰對於未能及時盡到督促義務深表自責,向廣大投資者致以誠摯的歉意,承諾以後將進一步學習和嚴格遵守相關法律、法規等規定,自覺維護證券市場秩序,保證此類情況不再發生。
温根香承諾:將自覺遵守《證券法》第四十四條關於禁止短線交易的規定,自最後一筆買入公司股票之日起的六個月內不賣出公司股票,自最後一筆賣出公司股票之日起六個月內不買入公司股票。
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