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存信披不準確等多項問題 啟迪環境(000826.SZ)遭湖北證監局責令改正
格隆匯 01-19 08:50

格隆匯1月19日丨啟迪環境(000826.SZ)公佈,公司於2022年1月18日收到湖北證監局下發的《關於對啟迪環境科技發展股份有限公司採取責令改正監管措施的決定》([2022]1號)(簡稱“《決定書》”)。經查,湖北證監局發現公司存在以下違法違規問題:

一是信息披露不準確。2021年7月18日,公司在《關於深圳證券交易所關注函的回覆公吿》中披露了12個在建工程項目的執行進度,經查發現部分項目進展的描述與實際情況存在差異。

二是會計核算不準確。經查發現公司部分在建工程項目的會計核算依據不規範、不充分,相關會計核算進度與實際情況存在差異。

三是關聯方佔用上市公司資產。經查發現公司湘潭項目初始建設的辦公樓和宿舍樓在停工後由關聯方續建,建成後由關聯方使用。雙方未及時辦理確權和交割轉讓手續。上市公司資產被佔用後,公司未履行披露義務,關聯方也未向上市公司提供補償或支付對價。

上述行為違反了《上市公司信息披露管理辦法》(證監會令第182號)第三條第一款“信息披露義務人應當及時依法履行信息披露義務,披露的信息應當真實、準確、完整,簡明清晰、通俗易懂,不得有虛假記載、誤導性陳述或者重大遺漏”的規定。

根據《上市公司信息披露管理辦法》第五十二條,責令公司作出以下整改:一是全面自查公司項目實際情況,對相關信息披露和會計核算不準確的問題進行全面整改,及時披露自查和整改情況並查明相關責任人;二是全面自查公司資產狀況,核查是否存在其他關聯方侵佔上市公司利益的行為,及時採取有效手段維護上市公司的合法權益;三是全面加強內部管理,完善內部治理結構,切實提高會計基礎水平。

公司應在2021年年報披露前完成整改,並將整改情況報吿湖北證監局湖北證監局將按規定將該措施記入上市公司誠信檔案,並視整改情況開展後續監管工作。

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