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證監會對皓天財經(01260.HK)涉嫌違反股份回購守則展開紀律研訊
阿思達克 01-13 17:51
證監會對涉嫌違反《股份回購守則》的皓天財經集團控股(01260.HK)及其他相關人士展開紀律研訊。證監會表示,收購執行人員今日(13日)在收購及合併委員會席前,對皓天財經集團控股、劉天倪及劉靜桐展開紀律研訊,指其違反《公司股份回購守則》的規定。 證監會稱,皓天在2020年3月透過一宗與賣方預先安排及協定的大手交易,回購了4,250萬股股份。此回購事項構成場外股份回購,須獲收購執行人員和皓天無利害關係股東的批準,但此回購並沒有獲得任何一方的批準。 證監會指,劉天倪作爲皓天的主席、行政總裁及執行董事,是回購事項的主要決策人。劉靜桐當時是皓天的副總經理,並大程度參與回購事項的執行。 假如收購委員會發現有違反《股份回購守則》的情況,其有權發出一系列的制裁,包括施加「冷淡對待令」,禁止受制裁人士在收購委員會指明期間內,直接或間接使用香港證券市場設施。
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