清科創業(01945.HK):獲香港證監會第4類及第9類牌照
格隆匯1月3日丨清科創業(01945.HK)宣佈,香港證券及期貨事務監察委員會已批准清科資產管理有限公司("清科資管",公司的間接全資附屬公司)根據香港法例第571章證券及期貨條例進行第4類受規管活動(就證券提供意見)及第9類受規管活動(提供資產管理)。清科資管將為專業投資者提供證券諮詢及資產管理服務。集團是股權投資行業的綜合服務平台,主要為股權投資行業的參與者提供數據、營銷、諮詢及培訓服務。
誠如公司日期為2021年9月16日及2021年11月4日的公吿所披露,集團持有證監會根據證券及期貨條例發出的第1類(證券交易)、第2類(期貨合約交易)及第6類(就機構融資提供意見)受規管牌照,能夠於香港提供金融服務,包括但不限於證券經紀、證券承銷、證券配售、企業融資顧問業務及首次公開發售保薦業務。新獲授的第4類及第9類牌照將使集團業務進一步拓寬至資產及財富管理,將為集團把握更多商機,並補充其現有服務組合。
Follow us
Find us on
Facebook,
Twitter ,
Instagram, and
YouTube or frequent updates on all things investing.Have a financial topic you would like to discuss? Head over to the
uSMART Community to share your thoughts and insights about the market! Click the picture below to download and explore uSMART app!

Disclaimers
uSmart Securities Limited (“uSmart”) is based on its internal research and public third party information in preparation of this article. Although uSmart uses its best endeavours to ensure the content of this article is accurate, uSmart does not guarantee the accuracy, timeliness or completeness of the information of this article and is not responsible for any views/opinions/comments in this article. Opinions, forecasts and estimations reflect uSmart’s assessment as of the date of this article and are subject to change. uSmart has no obligation to notify you or anyone of any such changes. You must make independent analysis and judgment on any matters involved in this article. uSmart and any directors, officers, employees or agents of uSmart will not be liable for any loss or damage suffered by any person in reliance on any representation or omission in the content of this article. The content of the article is for reference only and does not constitute any offer, solicitation, recommendation, opinion or guarantee of any securities, virtual assets, financial products or instruments. Regulatory authorities may restrict the trading of virtual asset-related ETFs to only investors who meet specified requirements. Any calculations or images in the article are for illustrative purposes only.
Investment involves risks and the value and income from securities may rise or fall. Past performance is not indicative of future performance. Please carefully consider your personal risk tolerance, and consult independent professional advice if necessary.